11 Designing a Research Study
Learning Objectives
- Define the concept of a variable, distinguish quantitative from categorical variables, and give examples of variables that might be of interest to psychologists.
- Explain the difference between a population and a sample.
- Distinguish between experimental and non-experimental research.
- Distinguish between lab studies, field studies, and field experiments.
Identifying and Defining the Variables and Population
Variables and Operational Definitions
Part of generating a hypothesis involves identifying the variables that you want to study and operationally defining those variables so that they can be measured. Research questions in psychology are about variables. A variable is a quantity or quality that varies across people or situations. For example, the height of the students enrolled in a university course is a variable because it varies from student to student. The chosen major of the students is also a variable as long as not everyone in the class has declared the same major. Almost everything in our world varies and as such thinking of examples of constants (things that don’t vary) is far more difficult. A rare example of a constant is the speed of light. Variables can be either quantitative or categorical. A quantitative variable is a quantity, such as height, that is typically measured by assigning a number to each individual. Other examples of quantitative variables include people’s level of talkativeness, how depressed they are, and the number of siblings they have. A categorical variable is a quality, such as chosen major, and is typically measured by assigning a category label to each individual (e.g., Psychology, English, Nursing, etc.). Other examples include people’s nationality, their occupation, and whether they are receiving psychotherapy.
After the researcher generates their hypothesis and selects the variables they want to manipulate and measure, the researcher needs to find ways to actually measure the variables of interest. This requires an operational definition—a definition of the variable in terms of precisely how it is to be measured. Most variables that researchers are interested in studying cannot be directly observed or measured and this poses a problem because empiricism (observation) is at the heart of the scientific method. Operationally defining a variable involves taking an abstract construct like depression that cannot be directly observed and transforming it into something that can be directly observed and measured. Most variables can be operationally defined in many different ways. For example, depression can be operationally defined as people’s scores on a paper-and-pencil depression scale such as the Beck Depression Inventory, the number of depressive symptoms they are experiencing, or whether they have been diagnosed with major depressive disorder. Researchers are wise to choose an operational definition that has been used extensively in the research literature.
Sampling and Measurement
In addition to identifying which variables to manipulate and measure, and operationally defining those variables, researchers need to identify the population of interest. Researchers in psychology are usually interested in drawing conclusions about some very large group of people. This is called the population. It could be all American teenagers, children with autism, professional athletes, or even just human beings—depending on the interests and goals of the researcher. But they usually study only a small subset or sample of the population. For example, a researcher might measure the talkativeness of a few hundred university students with the intention of drawing conclusions about the talkativeness of men and women in general. It is important, therefore, for researchers to use a representative sample—one that is similar to the population in important respects.
One method of obtaining a sample is simple random sampling, in which every member of the population has an equal chance of being selected for the sample. For example, a pollster could start with a list of all the registered voters in a city (the population), randomly select 100 of them from the list (the sample), and ask those 100 whom they intend to vote for. Unfortunately, random sampling is difficult or impossible in most psychological research because the populations are less clearly defined than the registered voters in a city. How could a researcher give all American teenagers or all children with autism an equal chance of being selected for a sample? The most common alternative to random sampling is convenience sampling, in which the sample consists of individuals who happen to be nearby and willing to participate (such as introductory psychology students). Of course, the obvious problem with convenience sampling is that the sample might not be representative of the population and therefore it may be less appropriate to generalize the results from the sample to that population.
Experimental vs. Non-Experimental Research
The next step a researcher must take is to decide which type of approach they will use to collect the data. As you will learn in your research methods course there are many different approaches to research that can be divided in many different ways. One of the most fundamental distinctions is between experimental and non-experimental research.
Experimental Research
Researchers who want to test hypotheses about causal relationships between variables (i.e., their goal is to explain) need to use an experimental method. This is because the experimental method is the only method that allows us to determine causal relationships. Using the experimental approach, researchers first manipulate one or more variables while attempting to control extraneous variables, and then they measure how the manipulated variables affect participants’ responses.
The terms independent variable and dependent variable are used in the context of experimental research. The independent variable is the variable the experimenter manipulates (it is the presumed cause) and the dependent variable is the variable the experimenter measures (it is the presumed effect).
Extraneous variables are any variable other than the dependent variable. Confounds are a specific type of extraneous variable that systematically varies along with the variables under investigation and therefore provides an alternative explanation for the results. When researchers design an experiment they need to ensure that they control for confounds; they need to ensure that extraneous variables don’t become confounding variables because in order to make a causal conclusion they need to make sure alternative explanations for the results have been ruled out.
As an example, if we manipulate the lighting in the room and examine the effects of that manipulation on workers’ productivity, then the lighting conditions (bright lights vs. dim lights) would be considered the independent variable and the workers’ productivity would be considered the dependent variable. If the bright lights are noisy then that noise would be a confound since the noise would be present whenever the lights are bright and the noise would be absent when the lights are dim. If noise is varying systematically with light then we wouldn’t know if a difference in worker productivity across the two lighting conditions is due to noise or light. So confounds are bad, they disrupt our ability to make causal conclusions about the nature of the relationship between variables. However, if there is noise in the room both when the lights are on and when the lights are off then noise is merely an extraneous variable (it is a variable other than the independent or dependent variable) and we don’t worry much about extraneous variables. This is because unless a variable varies systematically with the manipulated independent variable it cannot be a competing explanation for the results.
Non-Experimental Research
Researchers who are simply interested in describing characteristics of people, describing relationships between variables, and using those relationships to make predictions can use non-experimental research. Using the non-experimental approach, the researcher simply measures variables as they naturally occur, but they do not manipulate them. For instance, if I just measured the number of traffic fatalities in America last year that involved the use of a cell phone but I did not actually manipulate cell phone use then this would be categorized as non-experimental research. Alternatively, if I stood at a busy intersection and recorded drivers’ genders and whether or not they were using a cell phone when they passed through the intersection to see whether men or women are more likely to use a cell phone when driving, then this would be non-experimental research. It is important to point out that non-experimental does not mean nonscientific. Non-experimental research is scientific in nature. It can be used to fulfill two of the three goals of science (to describe and to predict). However, unlike with experimental research, we cannot make causal conclusions using this method; we cannot say that one variable causes another variable using this method.
Laboratory vs. Field Research
The next major distinction between research methods is between laboratory and field studies. A laboratory study is a study that is conducted in the laboratory environment. In contrast, a field study is a study that is conducted in the real-world, in a natural environment.
Laboratory experiments typically have high internal validity. Internal validity refers to the degree to which we can confidently infer a causal relationship between variables. When we conduct an experimental study in a laboratory environment we have very high internal validity because we manipulate one variable while controlling all other outside extraneous variables. When we manipulate an independent variable and observe an effect on a dependent variable and we control for everything else so that the only difference between our experimental groups or conditions is the one manipulated variable then we can be quite confident that it is the independent variable that is causing the change in the dependent variable. In contrast, because field studies are conducted in the real-world, the experimenter typically has less control over the environment and potential extraneous variables, and this decreases internal validity, making it less appropriate to arrive at causal conclusions.
But there is typically a trade-off between internal and external validity. External validity simply refers to the degree to which we can generalize the findings to other circumstances or settings, like the real-world environment. When internal validity is high, external validity tends to be low; and when internal validity is low, external validity tends to be high. So laboratory studies are typically low in external validity, while field studies are typically high in external validity. Since field studies are conducted in the real-world environment it is far more appropriate to generalize the findings to that real-world environment than when the research is conducted in the more artificial sterile laboratory.
Finally, there are field studies which are non-experimental in nature because nothing is manipulated. But there are also field experiments where an independent variable is manipulated in a natural setting and extraneous variables are controlled. Depending on their overall quality and the level of control of extraneous variables, such field experiments can have high external and high internal validity.
Lecture Slides
From the authors: "This ancillary set was created under a Round Four ALG Textbook Transformation Grant.
Note: Most of the lecture slides for research methods are at this link: http://grants.kennesaw.edu/psychscience/index.php
Pearcey, Sharon; Kirsner, Beth; Randall, Christopher; Willard, Jen; Williamson, Adrienne; and Downtain, Tricia, "Psychology Research Methods and Statistics: Ancillary Set" (2017). Psychology, Sociology, Anthropology, and Social Work Ancillary Materials. 3. https://oer.galileo.usg.edu/psychology-ancillary/3
Terms, Definitions, External Resources, Questions, and Slide Presentations
From the author: "The current project helped create ancillary materials for each of the textbook’s thirteen chapters. These include slide presentations, test-banks, and online resources (e.g., websites, videos). Many of the resources shared here were a culmination of OER-enabled pedagogy, as students were actively involved in the creation of exam questions and collection of resources."
Grissett, Judy Orton, "Research Methods in Psychology Ancillary Set" (2018). Psychology, Sociology, Anthropology, and Social Work Ancillary Materials. 9.
https://oer.galileo.usg.edu/psychology-ancillary/9
Student Lab Guide
Dr. Derrick Wirtz, University of British Columbia, Okanagan
https://blogs.ubc.ca/psyo270/
Classroom Activities
Participants in a survey or study.
The variable the experimenter measures (it is the presumed effect).
An effect where participants perform a task worse in later conditions because they become tired or bored.
A specific type of extraneous variable that systematically varies along with the variables under investigation and therefore provides an alternative explanation for the results.
A study that is conducted in the laboratory environment.
Learning Objectives
- Begin to write your literature review
- Identify the purpose of a problem statement
- Apply the components of a formal argument to your topic
- Use elements of formal writing style, including signposting and transitions
Congratulations! By now, you should have discovered, retrieved, evaluated, synthesized, and organized the information you need for your literature review. It’s now time to turn that stack of articles, papers, and notes into a literature review--it’s time to start writing!
If you’ve followed the steps in this chapter, you likely have developed an outline that will guide you through the writing process. If you are still unsure of what to include in the literature review, here is a summary. A literature review should:
…clearly describe the questions that are being asked. They also locate the research within the ongoing scholarly dialogue. This is done by summarizing current understandings and by discussing why what we already knows leads to the need for the present research. Literature reviews also define the primary concepts. While this information can appear in any order, these are the elements in all literature reviews. (Loseke, 2017, p. 61) [1]
Do you have enough facts and sources to accomplish these tasks? It’s a good time to consult your outline and notes on each article you plan to include in your literature review. You may also want to consult with your professor on what they expect from you. If there is something that you are missing, you may want to jump back to section 2.3 where we discussed how to search for literature on your topic. While you can always fill in material later, you may run the risk of writing about a topic that you do not fully understand yet. For example, if you don’t have a solid definition of your key concepts or a sense of how the literature has developed over time, it will be difficult to make coherent scholarly claims about your topic.
There is no magical point at which everyone is ready to write. As you consider whether you are ready or not, it may be useful to ask yourself these questions:
- How will my literature review be organized?
- What section headings will I be using?
- How do the various studies relate to each other?
- What contributions do they make to the field?
- What are the limitations of a study/where are the gaps in the research?
- Most importantly, how does my own research fit into what has already been done?
The problem statement
Many scholarly works begin with a problem statement. The problem statement serves two functions: 1) it establishes the importance of your topic as a social problem and 2) it catches the reader's attention and piques their interest. Who would want to read about something unimportant?
A problem statement generally answers the following questions, though these are far from exhaustive:
- Why is this an important problem to study?
- How many people are affected by the problem?
- How does this problem impact other social issues or target populations relevant to social work?
- Why is your target population an important one to study?
Like the rest of your literature review, a strong problem statement should be filled with facts, theories, and arguments based on the literature you’ve found.
Research proposals are significantly different than other essays you've likely completed during your social work studies. If your topic were domestic violence in rural Appalachia in the USA, I’m sure you could come up with answers to the above questions without looking at a single source. However, the purpose of the literature review is not to test your intuition, personal experience, or empathy. Instead, research methods are about learning specific and articulable facts to inform social work action. With a problem statement, you can take a “boring” topic like transportation patterns in major cities and readers to see the topic as an important part of the social world that impacts social work practice.
The structure of a literature review
Problem statement
The problem statement generally belongs at the beginning of the literature review. I recommend limiting the length of the problem statement to one or two paragraphs, as you do not want it to be too lengthy. For the rest of your literature review, there is no set formula for how it should be organized. However, a literature review generally follows the format of any other essay—Introduction, Body, and Conclusion.
Introduction
The introduction to the literature review contains a statement or statements about the overall topic. At minimum, the introduction should define or identify the general topic, issue, or area of concern. You might consider presenting historical background, mentioning the results of a seminal study, or providing definitions of important terms. The introduction may also point to overall trends in what has been previously published on the topic; conflicts in theory, methodology, evidence, and conclusions; or gaps in research and scholarship. In addition, I suggest adding a few sentences that walk the reader through the rest of the literature review by highlighting your main arguments from the body and by previewing your conclusion.
Body
The body of your literature review is where you demonstrate your synthesis and analysis of the literature on your topic, so be sure that you are doing more than just summarizing the facts you've found. I would also caution against organizing your literature review by source—that is, one paragraph for source A, one paragraph for source B, etc. That structure will provide a mediocre summary of the information but will not provide the synthesis that we are aiming for in this section. It also fails to demonstrate the relationships among facts, potential disagreements among research findings, and how each study builds on the work of another. In short, summarization does not demonstrate critical thinking.
Instead of simply summarizing, use your outlines and notes as a guide to the important topics you will to cover, and more importantly, what you have to say about those topics. Literature reviews are written from the perspective of an expert in the field. After an exhaustive literature review, you should feel like you are able to make strong claims about what is true—so make them! There is no need to hide behind “I believe” or “I think.” Put your voice out in front, loud and proud, but make sure you have facts and sources to support your argument.
I’ve used the term “argument” here in a specific way. An argument in writing means more than simply disagreeing with what someone else said. Toulman, Rieke, and Janik (1984) identify six elements of an argument:
- Claim: the thesis statement—what you are trying to prove
- Grounds: theoretical or empirical evidence that supports your claim
- Warrant: your reasoning (rule or principle) connecting the claim and its grounds
- Backing: further facts used to support or legitimize the warrant
- Qualifier: acknowledging that the argument may not be true for all cases
- Rebuttal: considering both sides (as cited in Burnette, 2012) [2]
Let’s walk through an example of an argument. Let's say that I am writing a literature review on a negative income tax, a policy in which people in poverty receive an unconditional cash stipend from the government each month equal to the federal poverty level. I would want to lay out the following:
- Claim: the negative income tax is superior to other forms of anti-poverty assistance.
- Grounds: data comparing negative income tax recipients to those in existing programs, theory supporting a negative income tax, data from evaluations of existing anti-poverty programs, etc.
- Warrant: cash-based programs like the negative income tax are superior to existing anti-poverty programs because they allow the recipient greater self-determination over how to spend their money.
- Backing: data demonstrating the beneficial effects of self-determination on people in poverty.
- Qualifier: the negative income tax does not provide taxpayers and voters with enough control to make sure people in poverty are not wasting financial assistance on frivolous items.
- Rebuttal: policy should be about empowering the oppressed, not protecting the taxpayer, and there are ways of addressing taxpayer opposition through policy design.
Like any effective argument, your literature review must have some kind of structure. For example, it might begin by describing a phenomenon in a general way along with several studies that provide some detail, then describing two or more competing theories of the phenomenon, and finally presenting a hypothesis to test one or more of the theories. Or, it might describe one phenomenon, then describe another phenomenon that seems inconsistent with the first one, then propose a theory that resolves the inconsistency, and finally present a hypothesis to test that theory. In applied research, it might describe a phenomenon or theory, then describe how that phenomenon or theory applies to some important real-world situation, and finally suggest a way to test whether it does, in fact, apply to that situation.
Another important issue is signposting. It may not be a term you are familiar with, but you are likely familiar with the concept. Signposting refers to the words used to identify the organization and structure of your literature review to your reader. The most basic form of signposting is using a topic sentence at the beginning of each paragraph. A topic sentence introduces the argument you plan to make in that paragraph. For example, you might start a paragraph stating, “There is strong disagreement in the literature as to whether the use of psychedelic drugs causes the experience of psychotic disorders, or whether the experience of a psychotic disorder causes the use of psychedelic drugs.” Within that paragraph, your reader would likely assume you will present evidence for both arguments. The concluding sentence of your paragraph should relate to the topic sentence by addressing how the facts and arguments from other authors support a specific conclusion. To continue with our example, I might say, “There is likely a reciprocal effect in which both the use of psychedelic drugs worsens pre-psychotic symptoms and worsening psychosis causes use of psychedelic drugs to self-medicate or escape.”
Signposting also involves using headings and subheadings. Your literature review will use APA formatting, which means you need to follow their rules for bolding, capitalization, italicization, and indentation of headings. Headings help your reader understand the structure of your literature review. They can also help if the reader gets lost and needs to re-orient themselves within the document. I often tell my students to assume that I know nothing and that I need to be shown exactly where they are addressing each part of the literature review. I am sure that they don't mind pretending to walk me through their paper like you would a small child, explaining “first we’ll do this, then we’ll do that, and when we’re done, we’ll know this!”
Another way to use signposting is to open each paragraph with a sentence that links the topic of the paragraph with the one before it. Alternatively, one could end each paragraph with a sentence that links it with the next paragraph. For example, imagine we wanted to link a paragraph about barriers to accessing healthcare with one about the relationship between the patient and physician. We could use a transition sentence like this: “Even if patients overcome these barriers to accessing care, the physician-patient relationship can create new barriers to positive health outcomes.” A transition sentence like this builds a connection between two distinct topics. Transition sentences are also useful within paragraphs. They tell the reader how to consider one piece of information in light of previous information. Even simple transitions like however, similarly, and others demonstrate critical thinking and make your arguments clearer.
Many beginning researchers have difficulty with incorporating transitions into their writing. Let’s look at an example. Instead of beginning a sentence or paragraph by launching into a description of a study, such as “Williams (2004) found that…,” it is better to start by indicating something about why you are describing this particular study. Here are some simple examples:
- Another example of this phenomenon comes from the work of Williams (2004).
- Williams (2004) offers one explanation of this phenomenon.
- An alternative perspective has been provided by Williams (2004).
Now that we know to use signposts, the natural question is “What goes on the signposts?” First, it is extremely important to start with an outline of the main points that you want to make, organized in the order that you want to make them. The basic structure of your argument then should be apparent from the outline itself. Unfortunately, there is no formula I can give you that will work for everyone. I can provide some general pointers on structuring your literature review, though.
The literature review generally moves from general ideas to more specific ones. You can build a review by identifying areas of consensus and areas of disagreement. You may choose to present earlier, historical studies—preferably seminal studies that are of significant importance—and close with most recent work. Another approach is to start with the most distantly related facts and literature and then report on those most closely related to your specific research question. You could also compare and contrast valid approaches, features, characteristics, theories – that is, one approach, then a second approach, followed by a third approach.
Here are some additional tips for writing the body of your literature review:
- Start broad and then narrow down to more specific information.
- When appropriate, cite two or more sources for a single point, but avoid long strings of references for a single point.
- Use quotes sparingly. Quotations for definitions are okay, but reserve quotes for when an author says something so well that you couldn’t possibly phrase it differently. Never use quotes for statistics.
- Paraphrase when you need to relate the specific details within an article, and try to reword it in a way that is understandable to your audience.
- Include only the aspects of the study that are relevant to your literature review. Don’t insert extra facts about a study just to take up space.
- Avoid using first-person language like “I” and “we” to maintain objectivity.
- Avoid using informal language like contractions, idioms, and rhetorical questions.
- Note any sections of your review that lack citations and facts from literature. Your arguments need to be based in specific empirical or theoretical facts. Do not approach this like a reflective journal entry.
- Point out consistent findings and emphasize stronger studies over weaker ones.
- Point out important strengths and weaknesses of research studies, as well as contradictions and inconsistent findings.
- Be specific when pointing out implications and suggestions for further research.
Conclusion
The conclusion should summarize your literature review, discuss implications, and create a space for future or further research needed in this area. Your conclusion, like the rest of your literature review, should have a point that you are trying to make. What are the important implications of your literature review? How do they inform the question you are trying to answer?
Structure overview
While you should consult with your professor and their syllabus for the final structure your literature review should take, here is an example:
- Problem statement
- Establish the importance of the topic
- Number and type of people affected
- Seriousness of the impact
- Physical, psychological, economic, social consequences of the problem
- Introduction
- Definitions of key terms
- Important arguments you will make
- Overview of the organization of the rest of the review
- Body of the review
- Topic 1
- Supporting evidence
- Topic 2
- Supporting evidence
- Topic 3
- Supporting evidence
- Conclusion
- Implications
- Specific suggestions for future research
- How your research topic adds to the literature
- Topic 1
Here are some additional resources, if you are having trouble putting together your literature review:
Doing a literature review / University of Leicester
Get Lit: The Literature Review / Texas A&M Writing Centre
Editing your literature review
For your literature review, remember that your goal is to construct an argument for why your research question is interesting and worth addressing—not argue why your favorite answer to your research question is correct. As you start editing your literature review, make sure that it is balanced. If you want to emphasize the generally accepted understanding of a phenomenon, then of course you should discuss various studies that have demonstrated it. However, if there are other studies that have found contradictory findings, you should discuss them, too. If you are proposing a new theory, then you should discuss findings that are consistent with that theory. However, if there are other findings that are inconsistent with it, again, you should discuss them too. It is acceptable to argue that the balance of the research supports the existence of a phenomenon or is consistent with a theory, but it is never acceptable to ignore contradictory evidence. Besides, a large part of what makes a research question interesting is the uncertainty about its answer (University of Minnesota, 2016). [3]
In addition to subjectivity and bias, another obstruction to getting your literature review written is writer’s block. Often times, writer’s block can come from confusing the creating and editing parts of the writing process. Many writers often start by simply trying to type out what they want to say, regardless of how good it is. Author Anne Lamott (1995) [4] terms these “shitty first drafts” and we all write them. They are a natural and important part of the writing process. Even if you have a detailed outline to work from, the words are not going to fall into place perfectly the first time you start writing. You should consider turning off the editing and critiquing part of your brain for a little while and allow your thoughts to flow. Don’t worry about putting the correct internal citation when you first write. Just get the information out. Only after you’ve reached a natural stopping point might you go back and edit your draft for grammar, APA formatting, organization, flow, and more. Divorcing the writing and editing process can go a long way to addressing writer’s block—as can picking a topic about which you have something to say!
As you are editing, keep in mind these questions adapted from Green (2012): [5]
- Content: Have I clearly stated the main idea or purpose of the paper and addressed all the issues? Is the thesis or focus clearly presented and appropriate for the reader?
- Organization: How well is it structured? Is the organization spelled out for the reader and easy to follow?
- Flow: Is there a logical flow from section to section, paragraph to paragraph, sentence to sentence? Are there transitions between and within paragraphs that link ideas together?
- Development: Have I validated the main idea with supporting material? Are supporting data sufficient? Does the conclusion match the introduction?
- Form: Are there any issues regarding APA styling and formatting? Have you proof-read for redundancy, spelling, punctuation, and grammar? Are there any problems with the wording of your writing or the sentence structure? Have you used terminology properly and checked the definitions of any words you may not be sure of?
Key Takeaways
- The problem statement draws the reader into your topic by highlighting how important the topic is to social work and overall society.
- Signposting is an important component of academic writing that helps your reader follow the structure of your argument and literature review.
- Transitions demonstrate critical thinking and help guide your reader through your arguments.
- Editing and writing are separate processes.
Glossary
Signposting- words that identify the organization and structure of a literature review
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Refers to the degree to which we can confidently infer a causal relationship between variables.
Refers to the degree to which we can generalize the findings to other circumstances or settings, like the real-world environment.